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Selby Jennings
Senior Regulatory Compliance Officer
3 months ago | 165 views | 1 applications

Senior Regulatory Compliance Officer

Full-time
Luxembourg

About the company

Selby Jennings are proud to be a leading specialist recruiter in financial sciences & services. Founded in 2004, we help solve the number one challenge: talent. Today, we provide permanent, contract and multi-hire recruitment solutions across specialist sectors including risk management, private wealth management, legal and compliance, investment management, quantitative analytics, financial technology, investment banking, insurance and actuarial, and sales and trading.

Job Summary

The Role

📍Assist in executing the annual compliance plan. 📍Enhance the role of Compliance as part of the second line of defence. 📍Oversee the implementation of compliance standards by the first line of defence. 📍Maintain and update relevant Compliance registers, logs, and communication channels. 📍Identify and propose improvements for the first and second lines of defence by researching best practices and ongoing development projects. 📍Ensure a strong control environment to maintain ongoing compliance with regulatory standards. 📍Provide operational support and conduct refresher training on compliance-related topics and processes as needed. 📍Aid the Compliance Senior Manager with mandatory regulatory reporting. 📍Perform additional Compliance duties as assigned by the direct superior.

The Candidate

📍At least 5 years of experience in regulatory compliance. 📍Relevant experience within an asset management company. 📍Sound knowledge of AIF and UCITS funds. 📍Fluency in French and English, other European languages will be a plus. 📍Excellent analytical and synthesis abilities, along with independence and teamwork skills. 📍University degree (or equivalent qualification) and ideally with the relevant Compliance or legal qualification.

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