Key Responsibilities:

📍Prepare application materials for new licenses, ensuring a cohesive strategy between local and central requirements and controls. 📍Lead engagement with regulators (i.e., authorizations teams and supervisory teams) in jurisdictions where FalconX either holds or seeks licenses. 📍Prepare responses to ad hoc queries received by FalconX from its regulators. 📍Manage inspections or examinations conducted by FalconX's regulators. 📍Oversee findings resulting from inspections, audits, and regulatory examinations to ensure they are appropriately tracked and remediated in a timely manner. 📍Oversee the performance of gap analysis assessments on changes in regulation and legislation that may impact FalconX's licensed entities. 📍Develop cross-functional partnerships with legal, finance, security, business, technology, and product teams to achieve maximum harmony in license acquisition and maintenance. 📍Direct the mapping of regulatory requirements across key jurisdictions to the firm’s policies, procedures, and risk controls, ensuring a proactive approach to compliance management. 📍Implement and execute policies and procedures that govern FalconX’s adherence to regulatory compliance: third party risk management, third party audits, outsourcing, governance, MIS reporting, conflicts of interest, complaints handling, business continuity, anti bribery corruption, privacy and advisory to business units. 📍Develop and oversee a comprehensive regulatory compliance training program to enhance the regulatory awareness and adherence across the firm. 📍Facilitate strategic planning sessions with senior management to align the regulatory compliance strategy with the firm's overall business objectives. 📍Work collaboratively with regional CCOs, compliance teams, business units, and external partners to ensure effective strategy and execution.

Requirements:

📍The ideal candidate should have at least 10 years of licensing and regulatory compliance experience managing financial licenses in the FinTech, Crypto or banking sector. 📍Bachelor’s degree in Finance, Economics, Law, Business Administration, or a related field, or Juris Doctor Preferred. 📍Expert in global regulatory frameworks and requirements relevant to crypto and trading firms. Experience managing regulatory compliance obligations both within the United States and abroad. 📍Proven background of interacting with regulators during both the application process and after receipt of licensure. 📍Proven ability to manage multiple projects simultaneously and meet deadlines. 📍Previous experience working with derivative products and associated regulatory regimes is nice-to-have. 📍Strong communication and presentation skills.