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Sei
Compliance Operations Analyst / Manager
atĀ Sei
about 20 hours ago | 23 views | 1 applications

Compliance Operations Analyst / Manager

Full-time
New York, North America

About the company

Sei is the fastest chain on Cosmos and a DeFi-focused L1. Built with the Cosmos SDK, Sei allows any app to instantly access our defi infrastructure through our orderbook module and shared liquidity hub. Sei offers the the first truly scalable on-chain orderbooks and enables brand new financial products that couldn't be build on existing general purpose L1/L2s like Solana, Arbitrum, Aptos, etc. Top teams from Solana, Terra and NEAR are building on top of Sei going into mainnet.

Job Summary

Responsibilities

šŸ“Policy Management: Own and manage the internal compliance policy playbook, ensuring all policies such as document retention, insider trading, conflicts of interest, and code of conduct, are current, accessible, and reviewed on an individual employee basis. šŸ“Compliance Education & Enforcement: Develop and maintain onboarding materials, lead periodic compliance trainings, and provide clear, real-time guidance to ensure organization-wide understanding and adherence to compliance obligations. šŸ“Internal Audit Support: Maintain accurate compliance logs, manage policy attestation cycles, track and flag instances of non-compliance, and support internal controls and audit readiness. šŸ“Regulatory Filings & Reporting: Assist Legal and Operations with regulatory disclosures, foundation compliance documentation, grant tracking, governance filings, and other compliance reporting initiatives as the organization scales. šŸ“Process Optimization: Continuously refine and improve compliance-related workflows, including documentation management, review cycles, approval procedures, onboarding and offboarding processes, and reporting standards. šŸ“Cross-Functional Collaboration: Partner with Legal, Operations, and other key stakeholders to integrate compliance practices into daily business operations and drive a culture of accountability and risk awareness across the organization.

What We're Looking For

šŸ“3+ years of experience in compliance, legal ops, or other relevant role; web3 and/or fintech startup experience is a big plus šŸ“Familiar with internal controls, SEC/FINRA guidelines, trading windows, data retention, and confidentiality frameworks šŸ“Proficient with tooling like Notion, Google Docs, DocuSign, and other workflow/documentation platforms šŸ“Exceptionally organized, accountable, and detail-obsessed šŸ“Comfortable navigating ambiguity, shifting priorities, and startup intensity šŸ“Able to deliver information clearly and directly, including pushback

The crypto industry is evolving rapidly, offering new opportunities in blockchain, web3, and remote crypto roles — don’t miss your chance to be part of it.

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