Responsibilities

📍Ensure a compliant onboarding of new customers, conduct due diligence for existing customers against our AML/CFT policies by working with our Level 1 KYC Team in Bangalore, India. 📍Conduct enhanced due diligence for new and existing Higher Risk customers, including preparing supporting documentation for the Enhanced Customer Due Diligence Committee, 📍Provide input to results from name list screening and carry out review, including obtaining approval on disposition on positive matches of alerts from the CCO, 📍Liaise with internal stakeholders including Institutional Coverage (IC), Sales, Business Operations and Legal on Singapore regulatory and policy AML/KYC matters by providing advice on MAS PSN02 and corresponding Guidelines, 📍Assist with the annual Enterprise Wide Risk Assessment, 📍Assist with new joiner and annual refresh AML/CFT training teams across APAC, 📍Assist the Account Management Team with due diligence requests as they pertain to Singapore AML/CFT controls, 📍Proactively seek and develop greater productivity and enhancements where possible through process improvements and/or technological enhancements 📍Support Compliance management for quarterly Board Meetings and other reporting as appropriate, 📍Assist with Transaction Monitoring dispositions and further reviews as escalated from Level 1 Transaction Monitoring Teams, where appropriate. 📍Assist with Travel Rule requests where necessary by collating information.

Success

📍As a Compliance Analyst/Associate, you’ll be part of a global network of compliance officers and a key contributor to the success of the Firm’s AML and Sanctions program. 📍To be successful in this role, you must work well under pressure and have excellent communication skills by being flexible and work well with sometimes shifting priorities. 📍Be open to providing coverage when team members are on holiday or out of the office. 📍Understand and know the MAS PS N02 and Guidelines and best industry practices, 📍Familiarity with the FATF Travel Rule is an advantage.